Joint Forum of Financial Market Regulators discusses emerging trends and innovation in Canadian markets at annual meeting

Québec – The Joint Forum of Financial Market Regulators (Joint Forum) held its annual meeting on April 10, 2024, bringing together members of the Canadian Securities Administrators (CSA), the Canadian Council of Insurance Regulators (CCIR), the Canadian Association of Pension Supervisory Authorities (CAPSA) and representatives from the Canadian Insurance Services Regulatory Organizations (CISRO), as well as the Mortgage Broker Regulators’ Council of Canada (MBRCC).

Read More
Canadian securities regulators publish two new annual reports

CIRO Oversight Review Report and Activities Report on the Oversight of CIRO and CIPF Toronto – The Canadian Securities Administrators (CSA) today released two new reports: the Oversight Review Report of the Canadian Investment Regulatory Organization (CIRO) (Oversight Report) and the 2023 Annual Activities Report on the Oversight of CIRO and Canadian Investor Protection Fund (CIPF) (Activities Report).

Read More
Alberta and Saskatchewan securities regulators extend the self-certified investor prospectus exemption

CALGARY – March 26, 2024 – The Alberta Securities Commission (ASC) and the Financial and Consumer Affairs Authority of Saskatchewan (FCAA) have amended the self-certified investor prospectus exemption to remove the previous expiry date of April 1, 2024.

Read More
The Ontario Securities Commission and the Autorité des marchés financiers publish multilateral continuous disclosure review and guidance for Independent Review Committees

Toronto – The Ontario Securities Commission (OSC) and the Autorité des marchés financiers (AMF) today published a multilateral Staff Notice on the results of a targeted review undertaken by staff of the two commissions.

Read More

Check First, Invest Later

Make sure the individuals and companies you are dealing with are registered to sell securities and have not been disciplined for breaking laws.

Read More

FCAA 411

Find out if the business you are dealing with is licensed or registered by FCAA to operate in Saskatchewan.

Read More

FCAA RLS

FCAA Registration and Licensing System

Read More

Consumer Rights

This free and secure online service enables consumers who are experiencing an issue to learn about their rights and the process to file a dispute, and to work with the business to try and reach an agreement.

Read More

Agree Term