CIRO Oversight Review Report and Activities Report on the Oversight of CIRO and CIPF Toronto – The Canadian Securities Administrators (CSA) today released two new reports: the Oversight Review Report of the Canadian Investment Regulatory Organization (CIRO) (Oversight Report) and the 2023 Annual Activities Report on the Oversight of CIRO and Canadian Investor Protection Fund (CIPF) (Activities Report).
Read MoreCALGARY – March 26, 2024 – The Alberta Securities Commission (ASC) and the Financial and Consumer Affairs Authority of Saskatchewan (FCAA) have amended the self-certified investor prospectus exemption to remove the previous expiry date of April 1, 2024.
Read MoreToronto – The Ontario Securities Commission (OSC) and the Autorité des marchés financiers (AMF) today published a multilateral Staff Notice on the results of a targeted review undertaken by staff of the two commissions.
Read MoreTORONTO – The Canadian Securities Administrators (CSA), the Canadian Investment Regulatory Organization (CIRO), and the Ombudsman for Banking Services and Investments (OBSI) remind investors that they all offer investors services related to claims or complaints free of charge. This means it is not necessary for investors to use a claims management company to interact with a regulator or oversight organization in a claim or complaint process.
Read MoreMake sure the individuals and companies you are dealing with are registered to sell securities and have not been disciplined for breaking laws.
Read MoreFind out if the business you are dealing with is licensed or registered by FCAA to operate in Saskatchewan.
Read MoreThis free and secure online service enables consumers who are experiencing an issue to learn about their rights and the process to file a dispute, and to work with the business to try and reach an agreement.
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