Alberta and Saskatchewan securities regulators extend the self-certified investor prospectus exemption

CALGARY – March 26, 2024 – The Alberta Securities Commission (ASC) and the Financial and Consumer Affairs Authority of Saskatchewan (FCAA) have amended the self-certified investor prospectus exemption to remove the previous expiry date of April 1, 2024.

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The Ontario Securities Commission and the Autorité des marchés financiers publish multilateral continuous disclosure review and guidance for Independent Review Committees

Toronto – The Ontario Securities Commission (OSC) and the Autorité des marchés financiers (AMF) today published a multilateral Staff Notice on the results of a targeted review undertaken by staff of the two commissions.

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Investor Alert: Investors are not required to use claims management companies to communicate with the CSA, CIRO or OBSI

TORONTO – The Canadian Securities Administrators (CSA), the Canadian Investment Regulatory Organization (CIRO), and the Ombudsman for Banking Services and Investments (OBSI) remind investors that they all offer investors services related to claims or complaints free of charge. This means it is not necessary for investors to use a claims management company to interact with a regulator or oversight organization in a claim or complaint process.

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Canadian securities regulators issue statements on proposed sustainability disclosure standards and ongoing climate consultation

CALGARY and TORONTO – The Canadian Securities Administrators (CSA) today welcome the launch of the Canadian Sustainability Standards Board’s (CSSB) consultation on Canadian Sustainability Disclosure Standards 1 and 2.

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Check First, Invest Later

Make sure the individuals and companies you are dealing with are registered to sell securities and have not been disciplined for breaking laws.

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FCAA 411

Find out if the business you are dealing with is licensed or registered by FCAA to operate in Saskatchewan.

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FCAA RLS

FCAA Registration and Licensing System

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Consumer Rights

This free and secure online service enables consumers who are experiencing an issue to learn about their rights and the process to file a dispute, and to work with the business to try and reach an agreement.

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